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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-01-28 |
Branch Locations
717 Green Valley Road Suite 250, Greensboro, NC 27408 • United States
Lewisville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Winston-Salem | NC | 04/2016 | Present |
WINSTON SALEM FORSYTH COUNTY SCHOOLS / 3750 TRANSOU ROAD PFAFFTOWN,NORTH CAROLINA 27040 / COMMUNITY COACH/ START DATE 2/16/2015 RCW Ventures LLC dba The Coffee Mill Lewisville / 6275 Shallowford Road Lewisville, North Carolina 27023 / United States / Partnership / Food, Beverages & Tobacco / coffee shop / Proprietor / owner / My husband runs the shop but I have input as needed on operational issues like purchasing and hiring. I make drinks and run the register sometimes on the weekends. / Start Date 4/22/2019 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-19 |
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