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Ralph David Primerano

LPl Enterprise, LLC

Williamsville, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

100 College Parkway Suite 220, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Amherst NY 02/1990 11/2024
Prudential Insurance Company Of America Amherst NY 02/1990 Present
Lpl Enterprise, Llc Williamsville NY 11/2024 Present
Previous Registrations
Other Businesses

1. 09/06/2024; OPTIMA FINANCIAL GROUP; DBA lpl financial;. YES inv related; 35 hrs/mo non trading; 35 hrs/mo trading; 05/18/2020 2. 09/04/2024; RALPH PRIMERANO MEDICARE SALES; YES inv related; 10 hr/mo non trading; 10 hr/mo trading; 10/27/2002 PROVIDENT LIFE & CASUALTY INS CO|SECURITY MUTUAL INS CO |SilverScript| Anthem| BCBS of WNY RALPH PRIMERANO - MEDICARE SUPPLEMENT SALES POSITION: sales/representative NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2018 ADDRESS: 5935 Beattie Ave, Lockport NY 14094, United States DESCRIPTION: Health / Medicare Sales - (Excellus / United / Health Now) OPTIMUM FINANCIAL GROUP POSITION: Financial Professional NATURE: Insurance and Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/12/2022 ADDRESS: 100 College Parkway, Suite 220, Williamsville NY 14221, United States DESCRIPTION: Sales and Service of Insurance and Investments

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-18
S63 Uniform Securities Agent State Law Examination 1990-05-08
  • S65 Uniform Investment Adviser Law Examination
    2001-04-18
  • S63 Uniform Securities Agent State Law Examination
    1990-05-08

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