Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
100 College Parkway Suite 220, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Amherst | NY | 02/1990 | 11/2024 |
| Prudential Insurance Company Of America | Amherst | NY | 02/1990 | Present |
| Lpl Enterprise, Llc | Williamsville | NY | 11/2024 | Present |
1. 09/06/2024; OPTIMA FINANCIAL GROUP; DBA lpl financial;. YES inv related; 35 hrs/mo non trading; 35 hrs/mo trading; 05/18/2020 2. 09/04/2024; RALPH PRIMERANO MEDICARE SALES; YES inv related; 10 hr/mo non trading; 10 hr/mo trading; 10/27/2002 PROVIDENT LIFE & CASUALTY INS CO|SECURITY MUTUAL INS CO |SilverScript| Anthem| BCBS of WNY RALPH PRIMERANO - MEDICARE SUPPLEMENT SALES POSITION: sales/representative NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2018 ADDRESS: 5935 Beattie Ave, Lockport NY 14094, United States DESCRIPTION: Health / Medicare Sales - (Excellus / United / Health Now) OPTIMUM FINANCIAL GROUP POSITION: Financial Professional NATURE: Insurance and Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/12/2022 ADDRESS: 100 College Parkway, Suite 220, Williamsville NY 14221, United States DESCRIPTION: Sales and Service of Insurance and Investments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-08 |
Reach out to this advisor