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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-02-26 |
| TX | RA | APPROVED | 2021-02-23 |
Branch Locations
6909 E Greenway Parkway Suite 295, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Scottsdale | AZ | 01/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | 02/2021 |
| Stratos Wealth Partners, Ltd | Scottsdale | AZ | 02/2021 | Present |
| Lpl Financial Llc | Scottsdale | AZ | 02/2021 | Present |
1.02/23/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Stratos Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 01/07/2021; 160hrs/mth; 8hrs during trading 2.02/23/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name J. Romero Wealth Advisors; Investment Related; at Reported Business Location(s); Start Date 01/07/2021; 160hrs/mth; 8hrs during trading 3.02/23/2021; NM Philharmonic; Non-Profit Board Member; Not Investment Related; 10200 Menaul Blvd NE Albuquerque,NM; Start Date 01/01/2014; 5hrs/mth; hrs during trading 4.03/02/2021; (Hybrid) Stratos Wealth Partners, LTD / Stratos Wealth Partners, LTD; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 01/07/2021; 160hrs/mth; 8hrs during trading; I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 01/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5.03/02/2021; (Hybrid) J. Romero Wealth Advisors; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 01/07/2021; 160hrs/mth; 8hrs during trading; 6.08/07/2026; J. Romero Wealth Advisors; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/01/2021; 1hrs/mth; 1hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-01 |
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