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1400 Broadway 16Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-01-08 |
| NY | RA | APPROVED | 2025-01-07 |
Branch Locations
360 Hamilton Ave. 5Th Floor, White Plains, NY 10601 • United States
75 Holly Hill Lane, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Securities Group Corp./Signature Bank | New York | NY | 06/2002 | 04/2023 |
| Flagstar Advisors/Flagstar Bank | New York | NY | 04/2023 | Present |
1.) Deanna Weinfeld 2019 Qualified Personal Residence Trust, 1 Comanche Court, Katonah, NY 10536; Investment Related; Trust will hold proceeds of house sale; Trustee, will hold and manage money market and T-bills; Started 09/2019; Devotes less than 4 hours per month; Devotes less than 1 hour during securities trading hours. 2.) Weinfeld 2010 Family Trust, 1 Comanche Court, Katonah, NY 10536; Investment Related; Trust will hold life insurance; Trustee, will manage life insurance premium payments; Started 05/2010; Devotes less than 4 hours per month; Devotes less than 1 hour during securities trading hours. 3.) New York Community Bancorp (NYCB - 102 Duffy Avenue, Hicksville, NY 11801) is the parent company for Flagstar Advisors, Inc. As such, NYCB (or its affiliates) may pay compensation to the representative including, but not limited to, cash bonuses, equity incentives, and/or referral fees. Title: Group Director Investments - Senior Vice President. Activity is investment related and commenced on 6-1-24. Approximate time required: weekly, includes during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-05 |
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