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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-29 |
Branch Locations
200 1St Ave Nw Ste 302, Hickory, NC 28601 • United States
Hickory, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stan Bumgarner Incorporated | Hickory | NC | 04/2010 | Present |
| Voya Financial Advisors | Hickory | NC | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:STAN BUMGARNER WEALTH MANAGEMENT; Yes; 200 1ST AVE NW STE 302; HICKORY; NC; 28601; DBA/FINANCIAL SERVICES; OWNER; 8/15/2013; 130; 130; INSURANCE & INVESTMENT SALES|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 200 1ST AVE NW STE 302; HICKORY; NC; 28601; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/10/2006; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-25 |
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