Thomas Stanley Bumgarner

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Stan Bumgarner Incorporated
  Hickory, NC
• 09/2014 → 06/2021
  Voya Financial Advisors
  Hickory, NC
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-05-05 → 2021-06-09
  Voya Financial Advisors, Inc.
  Greenville, SC
  Hickory, NC
• 2001-12-31 → 2006-05-05
  Ubs Financial Services Inc.
  Hickory, NC

Other Businesses

NAME OF ENTITY:STAN BUMGARNER WEALTH MANAGEMENT; Yes; 200 1ST AVE NW STE 302; HICKORY; NC; 28601; DBA/FINANCIAL SERVICES; OWNER; 8/15/2013; 130; 130; INSURANCE & INVESTMENT SALES|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 200 1ST AVE NW STE 302; HICKORY; NC; 28601; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/10/2006; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1990-04-25

Other Names

• Stan Bumgarner