CETERA INVESTMENT ADVISERS LLC

200 1ST AVE NW STE 302, HICKORY, NC 28601

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Registered Advisors 3

DUSTIN SHANE DEAL Nikkita Anastacia Gibson THOMAS STANLEY BUMGARNER

Name
DUSTIN SHANE DEAL
Nikkita Anastacia Gibson
THOMAS STANLEY BUMGARNER

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Address

Street	200 1ST AVE NW STE 302
City	HICKORY
State	NC
ZIP	28601
Country	United States

Firm

CETERA INVESTMENT ADVISERS LLC

Legal Name	CETERA INVESTMENT ADVISERS LLC
SEC #	801-20406
CRD #	105644
Region	CHRO
Umbrella	N

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THAYER FINANCIAL, L.L.C.

ADVISORY SERVICES NETWORK

HICKORY FINANCIAL GROUP, LLC

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FIRST CITIZENS INVESTOR SERVICES, INC.

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

Brittney Michelle Miller

Robert Deaton Smith

BRENT NEVIN TOWNSEND

James Doyle Collins

MARK DAVID COFFEY

DAVID A. WACHTER

JEFFERY L. PESCHEL

AARON NATHANIEL EMORY

Other Offices

THAYER FINANCIAL, L.L.C. · HICKORY, NC

ADVISORY SERVICES NETWORK · HICKORY, NC

EDWARD JONES · HICKORY, NC

HICKORY FINANCIAL GROUP, LLC · HICKORY, NC

MML INVESTORS SERVICES, LLC · Hickory, NC

FIRST CITIZENS INVESTOR SERVICES, INC. · HICKORY, NC

LPL FINANCIAL LLC · HICKORY, NC

AMERIPRISE FINANCIAL SERVICES, LLC · HICKORY, NC

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