Dustin Shane Deal

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Hickory, NC
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-09-23 → 2021-06-09
  Voya Financial Advisors, Inc.
  Hickory, NC
  Greenville, SC
  Hickory, NC
  Taylorsville, NC
  Hickory, NC
  Hickory, NC
  Windsor, CT
• 2002-10-31 → 2004-08-20
  Ubs Financial Services Inc.
  Hickory, NC

Other Businesses

1. NAME OF ENTITY: Independent Insurance Agent; Yes; 200 1ST AVE NW STE 302; HICKORY; NC; 28601; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/24/2004; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY:BENEFIT SOLUTIONS; No; 577 NC 16 SOUTH; TAYLORSVILLE; NC; 28681; GROUP INSURANCE PRODUCTS; INDEPENDENT INSURANCE AGENT; 7/8/2004; 20; 20; SELL GROUP INSURANCE PRODUCTS 3. NAME OF ENTITY:Deal Financial Group, Inc; Yes; 577 NC Highway 16 S; Taylorsville; NC; 28681; FINANCIAL SERVICES/DBA; Owner; 8/1/2008; 40; 5; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS. 4. NAME OF OTHER BUSINESS: HUTTON ESTATE HOMEOWNERS ASSOCIATION, INVESTMENT RELATED: NO, ADDRESS: 2010 STARTOWN RD, HICKORY, NC 28602, NATURE OF BUSINESS: HOA, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: LEAD BOARD MEETINGS. WORK WITH THE PROPERTY MANAGER AND HOA ATTORNEY TO ADDRESS THE NEEDS OF THE NEIGHBORHOOD;

Exams

• S66 Uniform Combined State Law Examination
  2002-10-29