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Randall Wayne Rice

Ameriprise Financial Services, LLC

Hickory, NC

Hendersonville, NC

Hickory, NC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-02
NC RA APPROVED 2005-09-13
  • TX RA
    APPROVED
    Since 2018-08-02
  • NC RA
    APPROVED
    Since 2005-09-13

Branch Locations

34 2Nd St Nw Ste 300, Hickory, NC 28601 • United States

16 Towne Place Dr Ste 120, Hendersonville, NC 28792-5892 • United States

Hickory, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hickory NC 09/2005 03/2020
Ameriprise Financial Services, Llc Hickory NC 03/2020 Present
Previous Registrations
  • 2004-06-24 → 2005-09-21
    A. G. Edwards & Sons, Inc.
    Hickory, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-23
S63 Uniform Securities Agent State Law Examination 1999-09-27
  • S66 Uniform Combined State Law Examination
    2004-06-23
  • S63 Uniform Securities Agent State Law Examination
    1999-09-27
Designations
Other Names
  • Randy Rice

View on SEC IAPD

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Other Offices

ALPHASTAR CAPITAL MANAGEMENT · Hickory, NC
SOLLINDA CAPITAL MANAGEMENT LLC · Hickory, NC
CETERA INVESTMENT ADVISERS LLC · HICKORY, NC
ALPHASTAR CAPITAL MANAGEMENT · Hickory, NC
RBC CAPITAL MARKETS, LLC · HICKORY, NC
BENJAMIN F. EDWARDS & COMPANY, INC. · Hickory, NC
TRUIST ADVISORY SERVICES, INC. · HICKORY, NC
TRUIST ADVISORY SERVICES, INC. · HICKORY, NC

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