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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-10-01
  • NC RA
    APPROVED
    Since 2024-10-01

Branch Locations

34 2Nd St Nw Ste 300, Hickory, NC 28601 • United States

Hickory, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hickory NC 09/2005 03/2020
Ameriprise Financial Services, Llc Hickory NC 03/2020 Present
Other Businesses

Board of Directors; St. Stephens High School Class of 84; Treasurer; 3325 47th Ave NE, , Hickory, NC, 28601; Not Investment-Related; 01/23/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-30
  • S66 Uniform Combined State Law Examination
    2024-09-30
Other Names
  • Susan Wright
  • Susan Wright Herman

View on SEC IAPD

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