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Laura Ann Pittman

Ameriprise Financial Services, LLC

Charlottesville, VA

Charlottesville, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-04-08
  • VA RA
    APPROVED
    Since 2019-04-08

Branch Locations

941 Glenwood Station Ln Ste 203, Charlottesville, VA 22901-5719 • United States

Charlottesville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Charlottesville VA 04/2014 03/2020
Ameriprise Financial Services, Llc Charlottesville VA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-28
S63 Uniform Securities Agent State Law Examination 1994-08-31
  • S66 Uniform Combined State Law Examination
    2018-08-28
  • S63 Uniform Securities Agent State Law Examination
    1994-08-31
Other Names
  • Laura Mcdonough
  • Laura Ann Mcdonough

View on SEC IAPD

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