Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-16
MN RA APPROVED 2013-12-04
  • TX RA
    APPROVED
    Since 2020-01-16
  • MN RA
    APPROVED
    Since 2013-12-04

Branch Locations

100 South Fifth Street Suite 2300, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co. Minneapolis MN 02/2000 Present
Mml Investors Services, Inc. Minneapolis MN 02/2000 Present
  • 02/2000 → Present
    Massmutual Life Insurance Co.
    Minneapolis, MN
  • 02/2000 → Present
    Mml Investors Services, Inc.
    Minneapolis, MN
Other Businesses

(1) NAME: MINNEAPOLIS FINANCIAL GROUP INV REL: Y ADDR: 330 100 S. 5TH STREET SUITE 2300 MINNEAPOLIS MN 55402 NATURE: LIFE AND HEALTH INSURANCE SALES POSITION: SALES/OWNERSHIP/AGENT START: 10/1999 & 05/29/2015 NO HRS: 1 NO HRS DUR TRADING: 0. (2) NAME: ICECE, LLC INV REL: Y ADDR: 3068 VERMILLION DRIVE COOK MN 55723 NATURE: REAL ESTATE POSITION: OWNERSHIP START: 06/07/2018 NO HRS: 2 NO HRS DUR TRADING: 0. (3) NAME: COOK 1 LLCINV REL: Y ADDR: 118 1ST AVE SW COOK, MN. 55723 NATURE: REAL ESTATE POSITION: OWNERSHIP START: 3/01/2019 NO HRS: 1 NO HRS DUR TRADING: 0. (4) NAME: BLUE HORSHSHOE, LLC INV REL: Y ADD: 100 S. 5TH STREET SUITE 2450 MINNEAPOLIS MN 55402 NATURE: OWNERSHIP OF BUSINESS INTERESTS: OWNER START DATE: 08/01/2022 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PASSIVE OWNERSHIP (5) NAME: PINNACLE EMPLOYEE BENEFITS LLC, A MN LLC DBA BENEFIT PARTNERS INV REL: Y ADD: 1600 HIGHWAY 100 S, SUITE 534, MINNEAPOLIS, MN 55416 NATURE: OUTSIDE INSURANCE SALES; LIFE, DISABILITY, PROPERTY AND CASUALTY, LONG-TERM CARE, EMPLOYEE BENEFITS, FIXED ANNUITIES, AND HEALTH POSITION: MEMBER START DATE: 12/31/2023 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (6) NAME: SSBH, LLC INV REL: Y ADD: 563 BIELENBERG DRIVE, SUITE 205, WOODBURY, MN 55125 NATURE: PASSIVE OWNERSHIP OF CPA FIRMS POSITION: OWNER START DATE: 09/06/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1991-02-06
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1991-02-06
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor