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William Terry Puplava

LPl Financial LLC

Scottsdale, AZ

Financial Sense Advisors, Inc.

Scottsdale, AZ

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-26
TX RA APPROVED 2026-08-24
  • AZ RA
    APPROVED
    Since 2026-08-26
  • TX RA
    APPROVED
    Since 2026-08-24

Branch Locations

15333 North Pima Road Suite 305, Scottsdale, AZ 85260 • United States

Financial Sense Advisors, Inc.

10920 Via Frontera Suite 500, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-12-19
MT RA APPROVED 2018-05-16
CA RA APPROVED 2017-08-23
TX RA APPROVED 2017-08-23
  • AZ RA
    APPROVED
    Since 2024-12-19
  • MT RA
    APPROVED
    Since 2018-05-16
  • CA RA
    APPROVED
    Since 2017-08-23
  • TX RA
    APPROVED
    Since 2017-08-23

Branch Locations

Scottsdale, AZ • United States

10920 Via Frontera Suite 500, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger San Diego CA 01/2002 08/2017
Puplava Securities Inc. San Diego CA 08/2017 08/2026
Puplava Financial Services, Inc. San Diego CA 08/2017 08/2026
Lpl Financial Scottsdale AZ 08/2026 Present
  • 01/2002 → 08/2017
    Linsco/Private Ledger
    San Diego, CA
  • 08/2017 → 08/2026
    Puplava Securities Inc.
    San Diego, CA
  • 08/2017 → 08/2026
    Puplava Financial Services, Inc.
    San Diego, CA
  • 08/2026 → Present
    Lpl Financial
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-09
S63 Uniform Securities Agent State Law Examination 1993-12-10
  • S66 Uniform Combined State Law Examination
    2018-03-09
  • S63 Uniform Securities Agent State Law Examination
    1993-12-10
Other Names
  • William Terry Puplava
  • William Terry Puplava

View on SEC IAPD

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Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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