Timothy Andrew Thompson

Employer firm

Oasis Advisors CRD 335555

$278M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1989 → 09/2022
  Pfs Investments Inc.
  Wausau, WI
• 09/2022 → 12/2024
  Cape Securities, Inc.
  Mcdonough, GA
• 09/2022 → 08/2025
  Terra Wealth Management, Llc
  Wausau, WI
• 05/2025 → Present
  Oasis Advisors, Llc
  Wausa, WI

Previous Registrations

• 2022-09-16 → 2025-08-27
  Terra Wealth
  Wausau, WI
  High Point, NC
• 2011-08-22 → 2022-09-23
  Pfs Investments Inc.
  Wausau, WI
  Wausau, WI

Other Businesses

1) Licensed insurance professional.; INSURANCE SALES SINCE 9/2022; FIXED INSURANCE PRODUCTS; DEVOTES 20 HOURS PER MONTH WITH 16 DURING TRADING HOURS. 2) Indirect owner of AlphaBit Investments, LLC. AlphaBit Investments, LLC sponsors and manages an ETF. 3) Tre 916 Real Estate approx. 1 hour a month

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-01
• S63 Uniform Securities Agent State Law Examination
  1990-02-01