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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-07-02 |
Branch Locations
257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 21 Lacrosse, Inc. (Self-Employed) | Marshfield | MA | 03/2004 | 12/2021 |
| Fidelity Brokerage Services Llc | Smithfield | RI | 12/2021 | 12/2022 |
| Massachusetts Maritime Academy | Buzzards Bay | MA | 09/2017 | 05/2022 |
| Boathouse Sports | Philadelphia | PA | 02/2020 | 05/2020 |
| Viking Cruise Lines | Boston | MA | 05/2018 | 02/2019 |
| Forever Lawn Of Massachusetts | Hanover | MA | 02/2019 | 09/2019 |
| Johnson Brunetti | Wethersfield | CT | 03/2023 | 07/2023 |
| Jb Capital, Llc | Needham | MA | 03/2023 | 07/2023 |
| Weymouth Public Schools | Weymouth | MA | 03/2014 | 06/2017 |
| Aircare Environmental Services Inc | Norton | MA | 02/2021 | 04/2021 |
| Ups | Kingston | MA | 11/2020 | 11/2020 |
| Jpmorgan Chase Bank Na | Hingham | MA | 07/2023 | 07/2024 |
| Jp Morgan Securities Llc | Hingham | MA | 07/2023 | 07/2024 |
| Edward Jones | Norwell | MA | 07/2024 | 08/2025 |
| Nylife Securities Llc | New York | NY | 01/2023 | 03/2023 |
| Lpl Enterprise Llc | Southborough | MA | 06/2026 | Present |
| Unemployed | Marshfield | MA | 09/2025 | 05/2026 |
1. 06/15/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Marshfield, MA – Inv Related – OBA Start Date: 06/10/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading” 2. 06/15/2026 - Richard Bagby N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Marshfield, MA – Inv Related – OBA Start Date: 06/10/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading”
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-27 |
| S65 | Uniform Investment Adviser Law Examination | 2011-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-21 |
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