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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-07-02
  • MA RA
    APPROVED
    Since 2026-07-02

Branch Locations

257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
21 Lacrosse, Inc. (Self-Employed) Marshfield MA 03/2004 12/2021
Fidelity Brokerage Services Llc Smithfield RI 12/2021 12/2022
Massachusetts Maritime Academy Buzzards Bay MA 09/2017 05/2022
Boathouse Sports Philadelphia PA 02/2020 05/2020
Viking Cruise Lines Boston MA 05/2018 02/2019
Forever Lawn Of Massachusetts Hanover MA 02/2019 09/2019
Johnson Brunetti Wethersfield CT 03/2023 07/2023
Jb Capital, Llc Needham MA 03/2023 07/2023
Weymouth Public Schools Weymouth MA 03/2014 06/2017
Aircare Environmental Services Inc Norton MA 02/2021 04/2021
Ups Kingston MA 11/2020 11/2020
Jpmorgan Chase Bank Na Hingham MA 07/2023 07/2024
Jp Morgan Securities Llc Hingham MA 07/2023 07/2024
Edward Jones Norwell MA 07/2024 08/2025
Nylife Securities Llc New York NY 01/2023 03/2023
Lpl Enterprise Llc Southborough MA 06/2026 Present
Unemployed Marshfield MA 09/2025 05/2026
  • 03/2004 → 12/2021
    21 Lacrosse, Inc. (Self-Employed)
    Marshfield, MA
  • 12/2021 → 12/2022
    Fidelity Brokerage Services Llc
    Smithfield, RI
  • 09/2017 → 05/2022
    Massachusetts Maritime Academy
    Buzzards Bay, MA
  • 02/2020 → 05/2020
    Boathouse Sports
    Philadelphia, PA
  • 05/2018 → 02/2019
    Viking Cruise Lines
    Boston, MA
  • 02/2019 → 09/2019
    Forever Lawn Of Massachusetts
    Hanover, MA
  • 03/2023 → 07/2023
    Wethersfield, CT
  • 03/2023 → 07/2023
    Jb Capital, Llc
    Needham, MA
  • 03/2014 → 06/2017
    Weymouth Public Schools
    Weymouth, MA
  • 02/2021 → 04/2021
    Aircare Environmental Services Inc
    Norton, MA
  • 11/2020 → 11/2020
    Ups
    Kingston, MA
  • 07/2023 → 07/2024
    Jpmorgan Chase Bank Na
    Hingham, MA
  • 07/2023 → 07/2024
    Hingham, MA
  • 07/2024 → 08/2025
    Norwell, MA
  • 01/2023 → 03/2023
    Nylife Securities Llc
    New York, NY
  • 06/2026 → Present
    Southborough, MA
  • 09/2025 → 05/2026
    Unemployed
    Marshfield, MA
Previous Registrations
  • 2024-07-17 → 2025-08-04
    Norwell, MA
  • 2023-09-27 → 2024-07-02
    Hingham, MA
  • 2023-03-30 → 2023-08-11
    Wethersfield, CT
    Needham, MA
  • 2022-06-21 → 2023-01-04
    Fidelity Personal And Workplace Advisors
    Smithfield, RI
Other Businesses

1. 06/15/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Marshfield, MA – Inv Related – OBA Start Date: 06/10/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading”  2. 06/15/2026 - Richard Bagby N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Marshfield, MA – Inv Related – OBA Start Date: 06/10/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading” 

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-27
S65 Uniform Investment Adviser Law Examination 2011-02-22
S63 Uniform Securities Agent State Law Examination 2007-03-21
  • S66 Uniform Combined State Law Examination
    2022-05-27
  • S65 Uniform Investment Adviser Law Examination
    2011-02-22
  • S63 Uniform Securities Agent State Law Examination
    2007-03-21
Other Names
  • Richard A. Bagby
  • Rick Bagby
  • Richard Alan Bagby
  • Richard Bagby
  • Rick A Bagby
  • Rick Alan Bagby

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