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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-06-23
  • RI RA
    APPROVED
    Since 2026-06-23

Branch Locations

134 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Worcester MA 05/2013 06/2024
Bank Of America, N.A Worcester MA 10/2014 05/2024
Central One Federal Cu Shrewsbury MA 06/2024 05/2025
Lpl Financial Llc Shrewsbury MA 06/2024 05/2025
Mml Investors Services, Llc Southborough MA 05/2026 Present
Massmutual Life Insurance Company Southborough MA 04/2026 Present
Unemployed Mendon MA 05/2025 04/2026
Previous Registrations
Other Businesses

1)Name:Demetra Moore, Inv Rel: Y Addr: @ residential address on file, Nature: Rental Income, Position: Own and manage rental property, Start: 2/4/2003, No Hr/Mo: 10 No Hr/Mo Dur Trading: 0 Duties: Maintain rental property and collect rents.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-18
S63 Uniform Securities Agent State Law Examination 2013-11-13
  • S65 Uniform Investment Adviser Law Examination
    2014-09-18
  • S63 Uniform Securities Agent State Law Examination
    2013-11-13
Other Names
  • Demetra Jabbor Moore
  • Demetra J Moore
  • Demetra Moore

View on SEC IAPD

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