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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-03-26
TX RA APPROVED_RES 2023-01-12
  • VA RA
    APPROVED
    Since 2024-03-26
  • TX RA
    APPROVED_RES
    Since 2023-01-12

Branch Locations

Greenbackville, VA • United States

134 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clipper Magazine Mountville PA 06/2008 03/2017
New York Life Insurance Company Waltham MA 11/2016 03/2019
New York Life Securities Llc Waltham MA 12/2016 03/2019
Massmutual Life Insurance Co Greenbackville VA 03/2019 Present
Mml Investors Services, Llc Greenbackville VA 03/2019 Present
  • 06/2008 → 03/2017
    Clipper Magazine
    Mountville, PA
  • 11/2016 → 03/2019
    New York Life Insurance Company
    Waltham, MA
  • 12/2016 → 03/2019
    New York Life Securities Llc
    Waltham, MA
  • 03/2019 → Present
    Massmutual Life Insurance Co
    Greenbackville, VA
  • 03/2019 → Present
    Greenbackville, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-24
S63 Uniform Securities Agent State Law Examination 2017-01-30
  • S65 Uniform Investment Adviser Law Examination
    2024-03-24
  • S63 Uniform Securities Agent State Law Examination
    2017-01-30

View on SEC IAPD

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