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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-03-26 |
| TX | RA | APPROVED_RES | 2023-01-12 |
Branch Locations
Greenbackville, VA • United States
134 Turnpike Rd Suite 300, Southborough, MA 01772 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clipper Magazine | Mountville | PA | 06/2008 | 03/2017 |
| New York Life Insurance Company | Waltham | MA | 11/2016 | 03/2019 |
| New York Life Securities Llc | Waltham | MA | 12/2016 | 03/2019 |
| Massmutual Life Insurance Co | Greenbackville | VA | 03/2019 | Present |
| Mml Investors Services, Llc | Greenbackville | VA | 03/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-30 |
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