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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

134 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Worcester, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Worcester MA 01/2015 03/2017
Mml Investors Services, Llc Southborough MA 03/2017 Present
Massmutual Life Insurance Co Southborough MA 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Worcester, MA
  • 03/2017 → Present
    Southborough, MA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Southborough, MA
Previous Registrations
  • 2016-08-25 → 2017-03-25
    Msi Financial Services, Inc.
    Worcester, MA
  • 2001-01-01 → 2002-12-11
    Veravest Investment Advisors, Inc.
    Worcester, MA
Other Businesses

- INDEPENDENT INSURANCE AGENT - LIFE/ACCIDENT/HEALTH LONG-TERM CARE - FROM BUSINESS ADDRESS - 1 SECURITY HOURS AND 0 NON SECURITY HOURS - SINCE 03/2003

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-07
  • S63 Uniform Securities Agent State Law Examination
    1993-06-07

View on SEC IAPD

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