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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-03 |
Branch Locations
134 Turnpike Rd Suite 300, Southborough, MA 01772 • United States
Holden, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Worcester | MA | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Southborough | MA | 03/2017 | Present |
| Massmutual Life Insurance Company | Southborough | MA | 07/2016 | Present |
Name: RRiM, LLC Inv rel: N Add: Residential address Nature: Other Position: RRiM Start date: 07/05/2014 No. HR/MO: 12 No. HR/MO during sec trading: 4 Describe duties: Software company that distributes retirement planning software
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-11 |
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