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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2019-12-04 |
| MI | RA | APPROVED | 2019-10-18 |
Branch Locations
4625 Beckley Road, Building 200, Battle Creek, MI 49015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Coldwater | MI | 11/1997 | 06/2019 |
| J.J.B. Hilliard W.L. Lyons | Battle Creek | MI | 06/2019 | Present |
| Robert W. Baird & Co. Incorporated | Battle Creek | MI | 10/2019 | Present |
DALLY TIRE COMPANY, NON-INVEST RELATED, 109 W. CHICAGO ST, COLDWATER, MICHIGAN 49036 FAMILY TIRE AND AUTO SERVICE BUSINESS, DIRECTOR & OFFICER, 4/1/75, 12 HRS/MONTH, 0 HRS DURING TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-19 |
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