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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2019-10-01 |
Branch Locations
6405 South 3000 East Suite 250, Holladay, UT 84121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Western Advisors | Salt Lake City | UT | 02/2003 | 10/2019 |
| Raymond James Financial Services, Inc. | Holladay | UT | 10/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Holladay | UT | 10/2019 | Present |
| Thor Investments, Inc. | Holladay | UT | 01/2007 | Present |
| Richard K. Bingham, Cpa | Bountiful | UT | 01/2018 | 04/2020 |
| Richard K. Bingham, Cpa | Bountiful | UT | 10/2019 | Present |
1) Name of Business: FIRST WESTERN ADVISORS Address: 6405 South 3000 East, Suite 250, Holladay, UT, 84121, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor 2) THOR INVESTMENTS INC, NON-INVESTMENT RELATED, HOLLADAY, UT, TAX PREPARATION, OWNER, STARTED 01/2007, 80 HOURS DEVOTED, 80 HOURS DEVOTED DURING TRADING HOURS, INDIVIDUAL AND BUSINESS INCOME TAX PREPARATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-31 |
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