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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-10-01
  • UT RA
    APPROVED
    Since 2019-10-01

Branch Locations

6405 South 3000 East Suite 250, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Western Advisors Salt Lake City UT 02/2003 10/2019
Raymond James Financial Services, Inc. Holladay UT 10/2019 Present
Raymond James Financial Services Advisors, Inc. Holladay UT 10/2019 Present
Thor Investments, Inc. Holladay UT 01/2007 Present
Richard K. Bingham, Cpa Bountiful UT 01/2018 04/2020
Richard K. Bingham, Cpa Bountiful UT 10/2019 Present
  • 02/2003 → 10/2019
    First Western Advisors
    Salt Lake City, UT
  • 10/2019 → Present
    Raymond James Financial Services, Inc.
    Holladay, UT
  • 10/2019 → Present
    Holladay, UT
  • 01/2007 → Present
    Thor Investments, Inc.
    Holladay, UT
  • 01/2018 → 04/2020
    Richard K. Bingham, Cpa
    Bountiful, UT
  • 10/2019 → Present
    Richard K. Bingham, Cpa
    Bountiful, UT
Previous Registrations
  • 2005-06-02 → 2019-10-01
    First Western Advisors
    Centerville, UT
    Bountiful, UT
    Holladay, UT
Other Businesses

1) Name of Business: FIRST WESTERN ADVISORS Address: 6405 South 3000 East, Suite 250, Holladay, UT, 84121, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor 2) THOR INVESTMENTS INC, NON-INVESTMENT RELATED, HOLLADAY, UT, TAX PREPARATION, OWNER, STARTED 01/2007, 80 HOURS DEVOTED, 80 HOURS DEVOTED DURING TRADING HOURS, INDIVIDUAL AND BUSINESS INCOME TAX PREPARATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-26
S63 Uniform Securities Agent State Law Examination 1990-01-31
  • S65 Uniform Investment Adviser Law Examination
    2005-05-26
  • S63 Uniform Securities Agent State Law Examination
    1990-01-31

View on SEC IAPD

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