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Sheila Ann Cook

Equitable Advisors, LLC

Irvine, CA

Laguna Niguel, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-02
CA RA APPROVED 2000-05-18
  • TX RA
    APPROVED_RES
    Since 2020-06-02
  • CA RA
    APPROVED
    Since 2000-05-18

Branch Locations

2050 Main Street, Suite 500, Irvine, CA 92614 • United States

Laguna Niguel, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. OUTSIDE FIXED BUSINESS.2. TRUSTEE FOR IMMEDIATE FAMILY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-01
S63 Uniform Securities Agent State Law Examination 1991-06-07
  • S66 Uniform Combined State Law Examination
    2000-03-01
  • S63 Uniform Securities Agent State Law Examination
    1991-06-07
Other Names
  • Sheila Swenson

View on SEC IAPD

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