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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-05 |
| MN | RA | APPROVED | 2025-12-01 |
Branch Locations
100 South 5Th Street Suite 2450, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Minneapolis | MN | 05/2004 | 02/2018 |
| American Enterprise Investment Services Inc. | Minneapolis | MN | 02/2018 | 11/2019 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 11/2019 | 03/2020 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 12/2021 | 08/2025 |
| Mml Investors Services, Llc | Minneapolis | MN | 11/2025 | Present |
| Massmutual Life Insurance Co | Minneapolis | MN | 11/2025 | Present |
| Secured Retirement | St Louis Park | MN | 09/2025 | 11/2025 |
| Unemployed | Brooklyn Center | MN | 04/2020 | 11/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-27 |
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