Paul Avila Neves

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1995 → 04/2024
  Securities America, Inc.
  San Diego, CA
• 06/1999 → 04/2024
  Securities America Advisors Inc
  Omaha, NE
• 03/2005 → Present
  Financial Strategies And Insurance Inc
  San Diego, CA
• 04/2024 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 1999-06-25 → 2024-04-29
  Securities America Advisors, Inc.
  San Diego, CA
  San Diego, CA

Other Businesses

1- 03/2024 / FSI WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) / Investment Related / 40 hrs mnth / 2 hrs during trading 2- 03/2024 / FSI WEALTH MANAGEMENT / Non-Variable Insurance / Investment Related / 20 hrs mnth / 1 hrs during trading / start date 3/28/2005

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1991-03-22

Designations

• Certified Financial Planner
• Chartered Financial Consultant