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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-10-10 |
| TX | RA | APPROVED_RES | 2019-10-04 |
Branch Locations
850 Elm Grove Rd. Ste. 16, Elm Grove, WI 53122 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corooration | Milwaukee | WI | 12/2003 | 10/2019 |
| Nettworth Financial Group | Milwaukee | WI | 12/2003 | Present |
| Financial Partners, Llc. | Milwaukee | WI | 12/2003 | 10/2019 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 10/2019 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2019 | Present |
1. FINANCIAL PARTNERS LLC, 1233 N MAYFAIR STE 308, WAUWATOSA, WI, 7/1998 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/WK - 1/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3. NETTWORTH FINANCIAL GROUP, 850 Elm Grove Road, Suite 16, Elm Grove WI 53122, United States, 10/2019, Marketing, Using a Trade Name/dba, NIR, 10 HR/MO - 5 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-12-27 |
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