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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED | 2024-01-19 |
Branch Locations
6263 N. Scottsdale Rd Suite 385, Scottsdale, AZ 85250 • United States
Paradise Valley, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fortis Investors, Inc. | Paradise Valley | AZ | 08/1994 | Present |
| Osaic Wealth, Inc. | Paradise Valley | AZ | 01/2024 | Present |
1. PARADISE VALLEY WEALTH MANAGEMENT, INC; NONINVT REL; 5401 EAST SAPPHIRE LANE, PARADIES VALLEY AZ 85253); INSURANCE PRODUCTS; OWNER; START 06/01/1985; 1 HR/MTH, 1 HR/MTH DURING TRADING; NON-INVESTMENT INSURANCE PRODUCTS. 2. PARADISE VALLEY WEALTH MANAGEMENT, INC. POSITION: President NATURE: C Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1985 ADDRESS: 5401 East Sapphire Lane, Paradise Valley AZ 85253, United States DESCRIPTION: I collect occasional commission checks and deposit them to the business every few months. 3. MICHAEL CUMMISKEY POSITION: Power of Attorney NATURE: I am acting as Power of Attorney for my cousin, M. Constance Cummiskey, who is in memory care in Colorado Springs, CO. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 11/01/2016 ADDRESS: 5401 East Sapphire Lane, Paradise Valley AZ 85253, United States DESCRIPTION: I am acting with full powers of attorney for my cousin M. Constance Cummiskey, including financial and healthcare powers. I do not, and never have, acted as a financial advisor or registered representative for her. I discuss her finances with her advisor as needed, which is infrequent. I interact with her facility and her long term care insurer, MetLife. I pay bills from her funds as needed for her care.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-17 |
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