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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
TX RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED
    Since 2024-01-19

Branch Locations

6263 N. Scottsdale Rd Suite 385, Scottsdale, AZ 85250 • United States

Paradise Valley, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fortis Investors, Inc. Paradise Valley AZ 08/1994 Present
Osaic Wealth, Inc. Paradise Valley AZ 01/2024 Present
  • 08/1994 → Present
    Fortis Investors, Inc.
    Paradise Valley, AZ
  • 01/2024 → Present
    Paradise Valley, AZ
Previous Registrations
  • 2023-03-02 → 2024-01-19
    Woodbury Financial Services, Inc.
    Paradise Valley, AZ
    Las Vegas, NV
    Paradise Valley, AZ
Other Businesses

1. PARADISE VALLEY WEALTH MANAGEMENT, INC; NONINVT REL; 5401 EAST SAPPHIRE LANE, PARADIES VALLEY AZ 85253); INSURANCE PRODUCTS; OWNER; START 06/01/1985; 1 HR/MTH, 1 HR/MTH DURING TRADING; NON-INVESTMENT INSURANCE PRODUCTS. 2. PARADISE VALLEY WEALTH MANAGEMENT, INC. POSITION: President NATURE: C Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1985 ADDRESS: 5401 East Sapphire Lane, Paradise Valley AZ 85253, United States DESCRIPTION: I collect occasional commission checks and deposit them to the business every few months. 3. MICHAEL CUMMISKEY POSITION: Power of Attorney NATURE: I am acting as Power of Attorney for my cousin, M. Constance Cummiskey, who is in memory care in Colorado Springs, CO. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 11/01/2016 ADDRESS: 5401 East Sapphire Lane, Paradise Valley AZ 85253, United States DESCRIPTION: I am acting with full powers of attorney for my cousin M. Constance Cummiskey, including financial and healthcare powers. I do not, and never have, acted as a financial advisor or registered representative for her. I discuss her finances with her advisor as needed, which is infrequent. I interact with her facility and her long term care insurer, MetLife. I pay bills from her funds as needed for her care.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-27
S63 Uniform Securities Agent State Law Examination 1992-03-17
  • S65 Uniform Investment Adviser Law Examination
    1998-10-27
  • S63 Uniform Securities Agent State Law Examination
    1992-03-17
Designations

View on SEC IAPD

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