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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-09-25 |
| NC | RA | APPROVED | 2024-09-25 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402 • United States
300 South Tryon Street, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yodle | Charlotte | NC | 07/2016 | 10/2016 |
| Pnc Investments | Charlotte | NC | 11/2016 | 03/2023 |
| Tiaa | Charlotte | NC | 03/2023 | 08/2024 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 03/2023 | 08/2024 |
| Ameriprise Financial Services, Llc | Golden Valley | MN | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-28 |
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