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Raymond Thomas Blunk

Osaic Wealth, Inc.

Carmel, IN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-11-02
  • IN RA
    APPROVED
    Since 2018-11-02

Branch Locations

11711 N. Meridian Street Suite 110, Carmel, IN 46032 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Life Legacy Capital Creation Carmel IN 01/2006 09/2016
Signator Investors, Inc. Carmel IN 05/2016 11/2018
Royal Alliance Associates, Inc. Carmel IN 11/2018 Present
  • 01/2006 → 09/2016
    Life Legacy Capital Creation
    Carmel, IN
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Carmel, IN
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Carmel, IN
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Carmel, IN
    Carmel, IN
  • 2002-07-18 → 2016-05-13
    Carmel, IN
    Carmel, IN
    Carmel, IN
    Philadelphia, PA
  • 1998-12-11 → 2007-12-31
    Total Financial Group, Inc
    Carmel, IN
  • 2002-07-18 → 2002-07-19
    Osaic Fs, Inc.
    Carmel, IN
Other Businesses

1. BLUNK FINANCIAL GROUP POSITION: Agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2014 ADDRESS: 11611 N. Meridian St, Ste 110, Carmel IN 46032, United States DESCRIPTION: Marketing and sales of fixed insurance products. 2. BLUNK FINANCIAL GROUP POSITION: Owner NATURE: Sole Proprietor dba Blunk Financial Group for marketing purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 05/01/2014 ADDRESS: 11711 N Meridian St., Ste 110, Carmel IN 46032, United States DESCRIPTION: Financial Advisor licensed for selling trading general securities ,mutual funds 3. TOTAL FINANCIAL GROUP POSITION: President NATURE: used this oba for all Securities Life Insurance activity...changed all to ..Blunk Financial Group..2015 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1988 ADDRESS: 11711 N Meridian st, Ste 110, CARMEL IN 46032, United States DESCRIPTION: current duties are non existant...only have..Ray T Blunk dba Total Financial Group checking account...no other activities

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-01-15
  • S63 Uniform Securities Agent State Law Examination
    1990-01-15
Other Names
  • Ray T Blunk

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