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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-05 |
| TX | RA | APPROVED_RES | 2011-06-17 |
| HI | RA | APPROVED | 2011-06-16 |
Branch Locations
1003 Bishop St, Honolulu, HI 96813 • United States
2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States
200 E Franklin St, Monterey, CA 93940 • United States
560 S Winchester Blvd, San Jose, CA 95128 • United States
50 W San Fernando St, San Jose, CA 95113 • United States
Haleiwa, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 05/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-08 |
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