Concetta Maria Siciliano

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 04/2021
  Cook-Witter Inc
  Springfield, IL
• 04/2021 → 07/2022
  Midwestern Securities Trading Co.
  East Peoria, IL
• 04/2021 → 07/2022
  Security Bank
  Springfield, IL
• 01/2012 → 07/2022
  Concetta Siciliano Independent Contractor
  New Berlin, IL
• 08/2022 → Present
  Ameriprise Financial Services, Llc
  Springfield, IL

Previous Registrations

• 2021-06-08 → 2022-07-28
  Midwestern Securities Trading Company, Llc
  East Peoria, IL
  East Peoria, IL
  Springfield, IL
  Taylorville, IL
• 2007-01-26 → 2011-01-10
  Edward Jones
  Chicago, IL
  St Louis, MO
  Elmwood Park, IL

Exams

• S66 Uniform Combined State Law Examination
  2021-06-03
• S63 Uniform Securities Agent State Law Examination
  2005-09-16

Other Names

• Concetta Maria Siciliano
• Concetta Johnson
• Concetta Maria Johnson
• Concetta M Siciliano