Brian Mccarthy

Current Employers

Employment History

• 06/2009 → 09/2021
  Morgan Stanley Smith Barney Llc
  New Brunswick, NJ
• 09/2021 → 12/2021
  Unemployed
  Staten Island, NY
• 12/2021 → 12/2021
  National Financial Network/Guardian
  New York, NY
• 12/2021 → 01/2024
  Guardian Life Insurance Company
  New York, NY
• 01/2022 → 01/2024
  Park Avenue Securities
  New York, NY
• 01/2024 → 08/2025
  National Life
  New York, NY
• 01/2024 → 08/2025
  Equity Services Inc
  Montpelier, VT
• 08/2025 → 04/2026
  Valic Financial Advisors, Inc.
  Houston, TX
• 04/2026 → Present
  Equity Services Inc
  Montpelier, VT
• 04/2026 → Present
  National Life Group
  Staten Island, NY

Previous Registrations

• 2025-08-21 → 2026-05-11
  Valic Financial Advisors, Inc.
  Houston, TX
  Staten Island, NY
• 2024-01-22 → 2025-08-18
  Equity Services, Inc.
  Staten Island, NY
  New York, NY
  Latham, NY
• 2022-01-20 → 2024-01-31
  Park Avenue Securities Llc
  New York, NY
• 2009-06-01 → 2021-09-17
  Morgan Stanley
  Jersey City, NJ
  Purchase, NY
  Morristown, NJ
  New York, NY
  Warren, NJ
  Warren, NJ
  New York, NY
  Purchase, NY
  Morristown, NJ
  New York, NY
• 2007-08-06 → 2009-06-01
  Citigroup Global Markets Inc.
  New York, NY

Other Businesses

*THOROUGHBRED ADVISORS, 900 SOUTH AVENUE, SUITE 204, STATEN ISLAND, NY 10314, ONGOING, INV REL, 04/2026, INSURANCE, AGENT, DURING TRD/HRS, 50%*GO BIG OR GO BIGGER PRODUCTIONS, 81 POPLAR ST, RIDGEFIELD PARK, NJ, 07660, ONGOING, NOT INV REL, 03/2026, CO-OWNER, ONGOING, NOT INV REL, CO-AUTHOR TO A CHILDRENS BOOK, NOT DURING TRD/HRS, 0%*SOCIETY FOR FINANCIAL AWARENESS(SOFA),900 SOUTH AVENUE, SUITE 204, STATEN ISLAND, NY 10314,06/12/2026,ONGOING,MEMBERSHIP,INV REL,DURING TRD/HRS, 0%.

Exams

• S66 Uniform Combined State Law Examination
  2006-02-14

Designations

Other Names

• Brian David Mccarthy