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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-07-06
TN RA APPROVED 2005-09-20
  • TX RA
    APPROVED
    Since 2006-07-06
  • TN RA
    APPROVED
    Since 2005-09-20

Branch Locations

206 Princeton Rd, Johnson City, TN 37601 • United States

Johnson City, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Johnson City TN 07/2005 Present
Bank Of America,N.A. Johnson City TN 06/2011 Present
Other Businesses

I*2029318, Entity Type Fiduciary , Name of OBA: LHK Address: Johnson City, Tennessee, 37601 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 01-Oct-2024 No Hours: 0 No Hours during trading:0 Duties:. I*879271, Entity Type: Entity For Profit, Name of OBA: AllSkate Band, Address: Elizabethton, Tennessee 37643, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 07/01/2022, No Hours: 4, No Hours during trading: 0, Duties: Sound Engineer for local band; Responsibilities include running sound for a small, local band at local venues I*3121302Entity Type: N/AName of OBA: MLPF&S FBO S W H DECD IRA FBO MRS L H KAddress: Johnson City, Tennessee, 37601Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 11/05/2025Number of Hours: 0, YearlyNumber of Hours during trading: 0, YearlyDuties: Power of Attorney for Spouse I*3163270 Entity Type: N/A Name of OBA: L H K Address: Johnson City, Tennessee, 37601 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/17/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney for Spouse I*4995268, Entity Type: , Name of OBA: L H K TTEE J C K TTEE U/A DTD 05/06/2026 , Address: Johnson City, Tennessee, 37601, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 05/06/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-19
  • S66 Uniform Combined State Law Examination
    2005-09-19
Other Names
  • Chris Kimmons

View on SEC IAPD

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