Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-07-06 |
| TN | RA | APPROVED | 2005-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Johnson City | TN | 07/2005 | Present |
| Bank Of America,N.A. | Johnson City | TN | 06/2011 | Present |
I*2029318, Entity Type Fiduciary , Name of OBA: LHK Address: Johnson City, Tennessee, 37601 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 01-Oct-2024 No Hours: 0 No Hours during trading:0 Duties:. I*879271, Entity Type: Entity For Profit, Name of OBA: AllSkate Band, Address: Elizabethton, Tennessee 37643, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 07/01/2022, No Hours: 4, No Hours during trading: 0, Duties: Sound Engineer for local band; Responsibilities include running sound for a small, local band at local venues I*3121302Entity Type: N/AName of OBA: MLPF&S FBO S W H DECD IRA FBO MRS L H KAddress: Johnson City, Tennessee, 37601Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 11/05/2025Number of Hours: 0, YearlyNumber of Hours during trading: 0, YearlyDuties: Power of Attorney for Spouse I*3163270 Entity Type: N/A Name of OBA: L H K Address: Johnson City, Tennessee, 37601 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/17/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney for Spouse I*4995268, Entity Type: , Name of OBA: L H K TTEE J C K TTEE U/A DTD 05/06/2026 , Address: Johnson City, Tennessee, 37601, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 05/06/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-19 |
Reach out to this advisor