James Fiorentino

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 01/2022
  Comcast
  Alpharetta, GA
• 01/2022 → 01/2026
  Comcast
  Philadelphia, PA
• 05/2026 → 08/2026
  Rfg Advisory Llc Dba Black Oak Asset Management
  Alpharetta, GA
• 01/2026 → 05/2026
  Retired
  Dawsonville, GA
• 08/2026 → Present
  Lpl Financial Llc
  Cumming, GA

Previous Registrations

• 2026-05-18 → 2026-08-03
  Rfg Advisory, Llc
  Vestavia Hills, AL
  Alpharetta, GA

Other Businesses

1. 8/2026 - Fiorentino Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 80 Hour(s)/Month – 80 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 8/17/2026 2. 8/2026 - Fiorentino Holdings, LLC - Real Estate Rental - INV REL - 2 Hour(s)/Month – 2 Hour(s) During Trading - Dawsonville GA 30534 - OBA Start date: 10/02/2015

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-05-07

Other Names

• James Anthony Fiorentino
• Jim Fiorentino