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4526 Research Forest Dr. Suite 240, The Woodlands, TX 77381 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-22 |
Branch Locations
4526 Research Forest Dr. Suite 240, The Woodlands, TX 77381 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Planning Project, Llc D/B/A The Sum | The Woodlands | TX | 02/2026 | Present |
| Aegis Hedging Solutions | The Woodlands | TX | 01/2022 | Present |
| Dxc Technology | Ashburn | VA | 04/2020 | 12/2021 |
| Information Services Group (Isg) | Stamford | CT | 01/2018 | 03/2020 |
| Alight Solutions | Lincolnshire | IL | 03/2004 | 08/2017 |
| Unemployed | Tomball | TX | 09/2017 | 12/2017 |
I am currently employed on a limited basis by AEGIS Hedging Solutions, LLC located at: 2829 Technology Forest Blvd #440, The Woodlands, TX 77381 AEGIS is not securities related. AEGIS has two subsidiaries, AEGIS CTA, LLC which is a Commodity Trade Advisor (CTA) registered with the CFTC and NFA and AEGIS SEF, LLC which maintains a Swap Execution Facility (SEF) registered with the CFTC. AEGIS' hedging activities are exclusively focused on helping companies manage commercial commodity price risk. I became a full-time employee in January 2022 and retired from my full-time position as the AEGIS Chief Customer Officer in December 2025. The role focused on maintaining quality service delivery to retain and expand the customer base. I did not (and do not) provide any trading advice or perform any trading activity. As an Officer in the company, I was registered as a Principal with the NFA, however, I was withdrawn from the NFA when I retired in December 2025. At this point I work only on an ad-hoc basis (typically ~2 hours per month) as an Advisor to the CEO (my former boss) and coaching / mentoring to my former team. I am no longer an officer of the company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-22 |
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