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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-29
CA RA APPROVED 2026-04-27
  • TX RA
    APPROVED
    Since 2026-04-29
  • CA RA
    APPROVED
    Since 2026-04-27

Branch Locations

655 W. Broadway Ste 1000, San Diego, CA 92101-8485 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc San Diego CA 04/2026 Present
Bank Of America San Diego CA 09/2024 03/2026
San Diego County Credit Union Escondido CA 08/2024 09/2024
Unemployed San Diego CA 09/2021 07/2024
Panera Bread San Diego CA 11/2019 08/2021
Unemployed San Diego CA 01/2015 10/2019
  • 04/2026 → Present
    San Diego, CA
  • 09/2024 → 03/2026
    Bank Of America
    San Diego, CA
  • 08/2024 → 09/2024
    San Diego County Credit Union
    Escondido, CA
  • 09/2021 → 07/2024
    Unemployed
    San Diego, CA
  • 11/2019 → 08/2021
    Panera Bread
    San Diego, CA
  • 01/2015 → 10/2019
    Unemployed
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-17
  • S66 Uniform Combined State Law Examination
    2025-05-17

View on SEC IAPD

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