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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-09 |
| KY | RA | APPROVED | 2026-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lexington | KY | 04/2026 | Present |
| Family Financial Partners | Lexington | KY | 02/2026 | 03/2026 |
| Modern Woodmen Of America | Lexington | KY | 11/2025 | 02/2026 |
| Paddock Bar And Patio | Lexington | KY | 07/2023 | 07/2025 |
| Sundowns Llc | Lexington | KY | 07/2023 | 02/2025 |
| Ecp Business Capital | Lexington | KY | 06/2023 | 08/2023 |
| Henry Clay High School | Lexington | KY | 08/2017 | 05/2021 |
| Morton Middle School | Lexington | KY | 08/2014 | 05/2017 |
| Transylvania University | Lexington | KY | 08/2021 | 05/2025 |
| Unemployed | Lexington | KY | 07/2025 | 11/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-12 |
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