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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-06-23 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
1901 Bassett Dr, Mankato, MN 56001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Mankato | MN | 03/2026 | Present |
| Wells Fargo Bank, Na | Mankato | MN | 09/2022 | Present |
| Minnesota State University Mankato | Mankato | MN | 08/2016 | 05/2017 |
| Carolan Rentals | Harrisburg | SD | 05/2017 | 08/2017 |
| The Buckle | Mankato | MN | 08/2017 | 10/2018 |
| Olive Garden | Mankato | MN | 09/2018 | 05/2019 |
| Olive Garden | Sioux Falls | SD | 05/2019 | 08/2019 |
| Sanford Health | Sioux Falls | SD | 05/2019 | 08/2019 |
| Olive Garden | Mankato | MN | 08/2019 | 05/2020 |
| Squealers Smoke Shack | Tea | SD | 05/2020 | 08/2020 |
| Buffalo Wild Wings | Glendale | AZ | 08/2020 | 07/2021 |
| Squealers Smoke Shack | Tea | SD | 07/2021 | 07/2022 |
| The Loose Moose | Mankato | MN | 07/2022 | 10/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2026-06-01 |
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