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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-05-18
  • CT RA
    APPROVED
    Since 2026-05-18

Branch Locations

751 Watertown Ave., Waterbury, CT 06708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Waterbury CT 03/2026 Present
Thermo Fisher Scientific New York NY 10/2024 03/2026
Johnson And Johnson New York NY 02/2023 10/2024
Iqvia New York NY 03/2022 02/2023
Elegran Real Estate New York NY 05/2020 03/2022
Trinity College Hartford CT 01/2019 05/2021
University At Albany Albany NY 08/2017 01/2019
Cheshire Academy Cheshire CT 08/2016 05/2017
  • 03/2026 → Present
    Lpl Financial
    Waterbury, CT
  • 10/2024 → 03/2026
    Thermo Fisher Scientific
    New York, NY
  • 02/2023 → 10/2024
    Johnson And Johnson
    New York, NY
  • 03/2022 → 02/2023
    Iqvia
    New York, NY
  • 05/2020 → 03/2022
    Elegran Real Estate
    New York, NY
  • 01/2019 → 05/2021
    Trinity College
    Hartford, CT
  • 08/2017 → 01/2019
    University At Albany
    Albany, NY
  • 08/2016 → 05/2017
    Cheshire Academy
    Cheshire, CT
Other Businesses

1. 3/2026 - Coleman Financial Advisory Group LLC - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 3/27/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-16
  • S66 Uniform Combined State Law Examination
    2026-05-16

View on SEC IAPD

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