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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-05 |
| VT | RA | APPROVED | 2018-06-06 |
Branch Locations
1233 Shelburne Rd #E3, South Burlington, VT 05403 • United States
1 Marcel Drive, Saint Albans, VT 05478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vermont Expos Baseball Club | Burlington | VT | 04/1999 | Present |
| St. Albans Town Educational Center | St. Albans | VT | 07/2010 | 05/2018 |
| Lincoln Financial Securities Corporation | South Burlington | VT | 05/2014 | 05/2018 |
| Lpl Financial, Llc | South Burlington | VT | 06/2018 | Present |
1. FLOOD FINANCIAL SERVICES / DBA for LPL Business (entity for LPL business) / 95% / South Burlington, VT 2. VERMONT EXPOS BASEBALL CLUB, DBA VERMONT LAKE MONSTERS / Sports / 1% / Burlington, VT 3. 3/8/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 2/11/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 4. 1/6/2022 - Selectboard for the Town of St. Albans, VT - Not Investment Related - 579 Lake Street, St Albans, VT 05478 - Non-Profit Board Member - Selectman - Started 03/02/2021 - 6 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-09 |
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