Wil Smith

Current Employers

Employment History

• 05/2013 → 03/2020
  Securities America, Inc.
  Costa Mesa, CA
• 05/2016 → Present
  Cooper Financial Group
  Irvine, CA
• 03/2020 → Present
  Cambridge Research, Inc.
  Irvine, CA

Previous Registrations

• 2013-05-23 → 2016-05-12
  Crown Wealth Management, Inc.
  Costa Mesa, CA
• 2010-09-20 → 2013-06-03
  Lpl Financial Llc
  Huntington Beach, CA
  Laguna Hills, CA
  Huntington Beach, CA
• 2009-03-26 → 2010-09-22
  Signator Investors, Inc.
  Irvine, CA
• 2007-01-22 → 2007-12-21
  A. G. Edwards & Sons, Inc.
  San Juan Capistrano, CA
• 2005-11-11 → 2007-01-24
  Waddell & Reed
  Brea, CA
  Brea, CA

Other Businesses

1) WIL SMITH, INSURANCE AGENT, 9870 RESEARCH DR, IRVINE, CA,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03/27/20, NIR, 4/MO- 0/TRADING 2) COOPER FINANCIAL GROUP, 9870 RESEARCH DR, IRVINE, CA, ADVISORY REP OF A REGISTERED INVESTMENT ADVISOR, RIA, 03/27/20, INV REL, IAR, 80/MO- 40/TRADING 3) COOPER FINANCIAL GROUP, 96870 RESEACH DRIVE, IRVINE, CA, ADMINISTRATION OF RIA, 03/27/20,, INV REL, 80/MO- 40/TRADING 4) GRAND LODGE OF CA, 1111 CALIFORNIA ST, SAN FRANCISCO, CA, BOARD MEMBER OF A NON-PUBLIC ENTITY, COMMITTEEMAN, 03/27/20, NIR, 32/YR- 0/TRADING 5) SOMERSET MAIN ST, STE 500, IRVINE, CA, BOARD MEMBER OF A NON-PUBLIC ENTITY, 03/27/20, NIR, 2/MO- 0/TRADING 6) OUTSOURCED FINANCIAL PLANS, 9870 RESEARCH DRIVE, IRVINE, CA, DATA ENTRY, OWNER, 03/27/20, NIR, 20/MO- 0/TRADING 7) PRUDENCE WEALTH ADVISORY, INC., 9870 Research Dr., Irvine CA 92618, United States, 06/28/2023, President, Financial Planning DBA, INV REL, 40 HR/MO - 40 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2005-11-09

Designations