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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-18
  • NC RA
    APPROVED
    Since 2026-06-18

Branch Locations

380 Knollwood St. Suite 340, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Winston Salem NC 12/2025 Present
The Results Company Raleigh NC 12/2019 12/2025
Greene Resources Raleigh NC 10/2019 12/2019
First Citizens Bank Wilmington NC 12/2018 10/2019
Adolph'S Clothing Colonial Heights NC 09/2018 12/2018
Total Quality Logistics Richmond VA 01/2018 08/2018
Mcmullen Public Affairs Charleston SC 08/2017 12/2017
Hampden-Sydney College Hampden-Sydney VA 08/2013 05/2017
  • 12/2025 → Present
    Winston Salem, NC
  • 12/2019 → 12/2025
    The Results Company
    Raleigh, NC
  • 10/2019 → 12/2019
    Greene Resources
    Raleigh, NC
  • 12/2018 → 10/2019
    First Citizens Bank
    Wilmington, NC
  • 09/2018 → 12/2018
    Adolph'S Clothing
    Colonial Heights, NC
  • 01/2018 → 08/2018
    Total Quality Logistics
    Richmond, VA
  • 08/2017 → 12/2017
    Mcmullen Public Affairs
    Charleston, SC
  • 08/2013 → 05/2017
    Hampden-Sydney College
    Hampden-Sydney, VA
Other Businesses

East Coast Upland, LLC (The LLC) is a single-member entity established solely to manage the basic operations and accounting for an annual event. I receive no compensation from the LLC or the event; funds are used to cover event-related costs, and the LLC also serves to provide liability protection. The LLC has no involvement in financial, advisory, or securities-related activities. If functions strictly as an administrative vehicle to keep event expenses organized and separate from personal finances.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-18
  • S66 Uniform Combined State Law Examination
    2026-06-18
Other Names
  • Byron Mason John Phipps
  • Byron Mason Phipps
  • Mason Phipps

View on SEC IAPD

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