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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-18 |
Branch Locations
380 Knollwood St. Suite 340, Winston Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Winston Salem | NC | 12/2025 | Present |
| The Results Company | Raleigh | NC | 12/2019 | 12/2025 |
| Greene Resources | Raleigh | NC | 10/2019 | 12/2019 |
| First Citizens Bank | Wilmington | NC | 12/2018 | 10/2019 |
| Adolph'S Clothing | Colonial Heights | NC | 09/2018 | 12/2018 |
| Total Quality Logistics | Richmond | VA | 01/2018 | 08/2018 |
| Mcmullen Public Affairs | Charleston | SC | 08/2017 | 12/2017 |
| Hampden-Sydney College | Hampden-Sydney | VA | 08/2013 | 05/2017 |
East Coast Upland, LLC (The LLC) is a single-member entity established solely to manage the basic operations and accounting for an annual event. I receive no compensation from the LLC or the event; funds are used to cover event-related costs, and the LLC also serves to provide liability protection. The LLC has no involvement in financial, advisory, or securities-related activities. If functions strictly as an administrative vehicle to keep event expenses organized and separate from personal finances.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-18 |
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