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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-05-04
  • MN RA
    APPROVED
    Since 2026-05-04

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

2700 39Th Ave Ne Ste A110, Saint Anthony, MN 55421 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Saint Anthony MN 01/2026 Present
Wells Fargo Bank, Na Saint Anthony MN 05/2024 Present
Round Rock High School Round Rock TX 08/2015 06/2019
Tammy Kay's Boutique Round Rock TX 06/2019 08/2020
University Of North Texas Denton TX 08/2020 05/2021
Frost Bank Cedar Park TX 06/2021 12/2021
Austin Community College Austin TX 01/2022 09/2022
Gethealthy Round Rock TX 09/2022 07/2023
Grand View University Des Moines IA 08/2023 03/2024
  • 01/2026 → Present
    Saint Anthony, MN
  • 05/2024 → Present
    Wells Fargo Bank, Na
    Saint Anthony, MN
  • 08/2015 → 06/2019
    Round Rock High School
    Round Rock, TX
  • 06/2019 → 08/2020
    Tammy Kay's Boutique
    Round Rock, TX
  • 08/2020 → 05/2021
    University Of North Texas
    Denton, TX
  • 06/2021 → 12/2021
    Frost Bank
    Cedar Park, TX
  • 01/2022 → 09/2022
    Austin Community College
    Austin, TX
  • 09/2022 → 07/2023
    Gethealthy
    Round Rock, TX
  • 08/2023 → 03/2024
    Grand View University
    Des Moines, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-04
S63 Uniform Securities Agent State Law Examination 2026-03-10
  • S65 Uniform Investment Adviser Law Examination
    2026-05-04
  • S63 Uniform Securities Agent State Law Examination
    2026-03-10

View on SEC IAPD

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