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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-05-04 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
2700 39Th Ave Ne Ste A110, Saint Anthony, MN 55421 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Saint Anthony | MN | 01/2026 | Present |
| Wells Fargo Bank, Na | Saint Anthony | MN | 05/2024 | Present |
| Round Rock High School | Round Rock | TX | 08/2015 | 06/2019 |
| Tammy Kay's Boutique | Round Rock | TX | 06/2019 | 08/2020 |
| University Of North Texas | Denton | TX | 08/2020 | 05/2021 |
| Frost Bank | Cedar Park | TX | 06/2021 | 12/2021 |
| Austin Community College | Austin | TX | 01/2022 | 09/2022 |
| Gethealthy | Round Rock | TX | 09/2022 | 07/2023 |
| Grand View University | Des Moines | IA | 08/2023 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2026-03-10 |
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