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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-01-09 |
Branch Locations
205 Detroit Street 5Th Floor, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Colorado Springs | CO | 07/2013 | 04/2017 |
| Hightower Securities, Llc | Colorado Springs | CO | 04/2017 | 06/2021 |
| Hightower Advisors, Llc | Colorado Springs | CO | 04/2017 | 06/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2021 | 02/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2021 | 02/2022 |
| Unemployed | Pueblo West | CO | 07/2021 | 10/2021 |
| J Alden Associates, Inc. | Wayne | PA | 02/2022 | 12/2022 |
| Alden Investment Advisors | Wayne | PA | 02/2022 | 12/2022 |
| Ubs Financial Services Inc. | Denver | CO | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-09 |
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