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Ashmal Rehan Baig

Wells Fargo Clearing Services, LLC

Wallingford, CT

Purchase, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-04-14
  • CT RA
    APPROVED
    Since 2026-04-14

Branch Locations

872 N Colony Rd, Wallingford, CT 06492 • United States

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Wallingford CT 07/2022 Present
Wells Fargo Clearing Services, Llc Wallingford CT 12/2025 Present
Shoprite Derby CT 09/2017 07/2022
Ansonia Public Schools Ansonia CT 12/2015 09/2017
  • 07/2022 → Present
    Wells Fargo Bank, Na
    Wallingford, CT
  • 12/2025 → Present
    Wells Fargo Clearing Services, Llc
    Wallingford, CT
  • 09/2017 → 07/2022
    Shoprite
    Derby, CT
  • 12/2015 → 09/2017
    Ansonia Public Schools
    Ansonia, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-14
S63 Uniform Securities Agent State Law Examination 2026-02-18
  • S65 Uniform Investment Adviser Law Examination
    2026-04-14
  • S63 Uniform Securities Agent State Law Examination
    2026-02-18

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · WALLINGFORD, CT
LPL ENTERPRISE, LLC · WALLINGFORD, CT
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CETERA INVESTMENT ADVISERS LLC · WALLINGFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WALLINGFORD, CT
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