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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2014-03-03 |
Branch Locations
1212 Troy Schenectady Road, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Niskayuna | NY | 09/2005 | Present |
| Morgan Stanley Smith Barney | Niskayuna | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. 1 Park Place LLC; Investment related: Yes; Hudson Falls, NY (Full address of property-1 Park Place, Hudson Falls, NY) ; Real Estate ; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Jan 2018; During business hours: 0; After business hours: 0; This OBI would be buying a half partnership that owns a piece of Real Estate in Hudson Falls, NY. The other partner is my father and the buyout of the partnership would be from my brother. Neither of them are clients. This is something that would not generate income to us (my husband and myself) for the next 5-7 years and then will likely generate an income. 2. *420423 - H.F. Park Property LLC; Investment related - Yes; Glens Falls, New York; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-24 |
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