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Stephanie H Belles

Morgan Stanley

Latham, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2014-03-03
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2014-03-03

Branch Locations

1212 Troy Schenectady Road, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Niskayuna NY 09/2005 Present
Morgan Stanley Smith Barney Niskayuna NY 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/2005 → Present
    Citigroup Global Markets Inc.
    Niskayuna, NY
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Niskayuna, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

1. 1 Park Place LLC; Investment related: Yes; Hudson Falls, NY (Full address of property-1 Park Place, Hudson Falls, NY) ; Real Estate ; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Jan 2018; During business hours: 0; After business hours: 0; This OBI would be buying a half partnership that owns a piece of Real Estate in Hudson Falls, NY. The other partner is my father and the buyout of the partnership would be from my brother. Neither of them are clients. This is something that would not generate income to us (my husband and myself) for the next 5-7 years and then will likely generate an income. 2. *420423 - H.F. Park Property LLC; Investment related - Yes; Glens Falls, New York; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 0; After business hours: 0;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-11
S63 Uniform Securities Agent State Law Examination 2006-07-24
  • S65 Uniform Investment Adviser Law Examination
    2006-09-11
  • S63 Uniform Securities Agent State Law Examination
    2006-07-24
Other Names
  • Stephanie Cynthia Hoffman
  • Stephanie Cynthia Belles

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