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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-02-09 |
| CA | RA | APPROVED | 2013-11-19 |
Branch Locations
9201 Camino Media Suite 230, Bakersfield, CA 93311 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Bakersfield | CA | 11/2013 | Present |
1. Global Family Care Network, Serving on the Finance Committee to help with oversight of funds, Member of Board of directors, Member of the Financial Committee with financial oversight of the organization, start date-9/1/2021, BakersfieldCaliforniaUnited States 2. Bakersfield Youth LaCrosse League, The principal activity of BYLL is to afford children in grades 2-8 an opportunity to play LaCrosse in Bakersfield.Member of Board of directors, General duties associated with running a youth sports league, as well as assisting with marketing ideas and financial oversight, start date-1/1/2021, BakersfieldCalifornia United States-93380 3. Arts Council of Kern, The Arts Council of Kern provides, supports, and promotes arts access, advocacy, and education for all residents and visitors to Kern County, Member of Board of directors, I will be serving as Treasurer for the Arts Council of Kern, and working with the rest of the board to make sure that the financials are handled in a conservative manner to allow the council to provide services to the community, start date-7/1/2017, BakersfieldCAUnited States-93301.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-15 |
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