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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-06-18
  • MN RA
    APPROVED
    Since 2026-06-18

Branch Locations

125 Landmark Drive Suite 1, Owatonna, MN 55060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bay And Bay Transportation Eagan MN 11/2021 Present
Ecolab Eagan MN 05/2021 09/2021
All Seasons Arena Mankato MN 08/2018 04/2021
Owatonna Parks And Recreation Owatonna MN 05/2015 08/2018
Osaic Wealth Inc Owatonna MN 12/2025 Present
  • 11/2021 → Present
    Bay And Bay Transportation
    Eagan, MN
  • 05/2021 → 09/2021
    Ecolab
    Eagan, MN
  • 08/2018 → 04/2021
    All Seasons Arena
    Mankato, MN
  • 05/2015 → 08/2018
    Owatonna Parks And Recreation
    Owatonna, MN
  • 12/2025 → Present
    Owatonna, MN
Other Businesses

HERZOG SWENSON ADVISOR GROUP POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 6 START DATE: 07/10/2026 ADDRESS: 125 LANDMARK DRIVE, SUITE 1, OWATONNA MN 55060, United States DESCRIPTION: Sale of Health insurance products of Blue Cross Blue Shield of Minnesota

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-17
  • S66 Uniform Combined State Law Examination
    2026-06-17

View on SEC IAPD

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