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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-21 |
| MN | RA | APPROVED | 2023-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Owatonna | MN | 01/2023 | Present |
| Merative Llc | Owatonna | MN | 07/2022 | 01/2023 |
| International Business Machines | Rochester | MN | 12/2016 | 07/2022 |
| Mages Insurance Group | Owatonna | MN | 05/2016 | 12/2016 |
1) 4/2023 - Ludewig Financial Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 4/2023 - Ludewig Financial Group / Non-Variable Insurance / Inv. Related / Owatonna, MN / Start date 02/01/2023 - 40 hrs per month 3) 4/2023 - Notary / Inv. Related / Owatonna, MN / Start date 02/15/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-02 |
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