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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-09-25 |
| TX | RA | APPROVED | 2017-03-16 |
| MN | RA | APPROVED | 2016-11-04 |
Branch Locations
1850 Austin Rd Ste 104, Owatonna, MN 55060-4497 • United States
Owatonna, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | St. Paul | MN | 03/2008 | 11/2016 |
| Ameriprise Financial Services, Inc. | Owatonna | MN | 11/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Owatonna | MN | 03/2020 | Present |
Business Ownership; Mojado Mas; Financial Advisor; Financial Advisor; 1850 Austin Rd #104, , Owatonna, MN, 55060; Investment-Related; 07/23/2022; 60 hours per month; 60 during trading hours. Board of Directors; United Way of Steele County; Board Member; 110 N Cedar Ave, , Owatonna, MN, 55060; Not Investment-Related; 03/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Owatonna Business Women; Past President; PO Box 942, , Owatonna, MN, 55060; Not Investment-Related; 08/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-05 |
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