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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
TX RA APPROVED_RES 2006-10-06
  • MN RA
    APPROVED
    Since 2013-11-19
  • TX RA
    APPROVED_RES
    Since 2006-10-06

Branch Locations

1850 Austin Rd Ste 104, Owatonna, MN 55060-4497 • United States

Ellendale, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Owatonna MN 09/2005 03/2020
Ameriprise Financial Services, Llc Owatonna MN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1850 Austin Road, , Owatonna, MN, 55060; Not Investment-Related; 06/01/2007. Independent Insurance Brokering; Hartford; 05/16/2011; / ING; 07/15/2011; / John Hancock; 07/20/2010; / Met Life; 11/11/2011; / Pacific Life; 07/22/2010; / Unum; 07/15/2011; . Business Ownership; Somerset Enterprises, Inc.; I am wanting to establish a pass through entity to pay my Ameriprise expenses instead of being a total sole proprietorship.; Just opening a pass through entity (S Corp) to pay bills and expenses in my Ameriprise practice.; 4501 sw 108 street, , Ellendale, MN, 56026; Not Investment-Related; 12/12/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Austin Road Office Park, LLC; property manager; Real Estate Holding Company for our office building and bare land.; 1850 Austin Road, , Owatonna, MN, 55060; Not Investment-Related; 05/01/2007; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Owatonna Foundation; Trustee; 108 West Park Square, , Owatonna, MN, 55060; Not Investment-Related; 12/02/2019; 1 to 9 hours per month; 1 to 9 during trading hours / West Bancorporation, Inc. and Subsidiary; Community Board Member; Corporate is P.O. Box 65020 West Des Moines, IA 50265, and the l, ocal branch will be 328 Hoffman Drive, Owatonna, MN, 55060; Not Investment-Related; 06/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Wayne Brothers Farms; Labor/Farmhand -; ; 13151 SW 42 AvenueEllendale, MN 56026, ,; ; 05/01/1990; 1 to 9 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-28
  • S66 Uniform Combined State Law Examination
    2001-06-28

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