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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-03-28 |
| TX | RA | APPROVED | 2022-03-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | La Vista | NE | 07/2009 | 03/2022 |
| Us Advisors Wealth Management, Llc | Owatonna | MN | 08/2011 | 03/2022 |
| Securities America Advisors | Owatonna | MN | 01/2022 | 03/2022 |
| Lpl Financial Llc | Owatonna | MN | 03/2022 | Present |
1) 03/15/2022 - Ludewig Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2014 - 160 Hr/Mth 2) 03/15/2022 - Ludewig Financial Group - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 02/2022 - 10 Hr/Mth 3) 03/15/2022 - Real Estate Rental - Co-Owner - Inv Rel - Estero, FL- Start: 02/2022 4) 06/21/2023 - Ludewig Financial Group - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date 04/07/2014 - 1 Hour Per Month/ 1 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-03-24 |
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